Notes To Chapter 4

1. Delay in decision making can cost more than a wrong decision. While the so-called experts are deciding which system to build, the technical talent that can build them must be paid to idle, or allowed to disperse. If they disperse, the cost of reassembling them is high. Note that salaries of technical personnel are by far the largest single cost of any technological system. As this is written (1970), many key technologists and engineers are unemployed.

2. After unification of the services, the war plans function largely vanished, even in the military sphere. It has since been recaptured by the JCS.

3. Or is seeking to test a new concept of warfare, as in the case of the Communists in Vietnam. This does not contradict the above statement, although the Communists now believe they have found a manner of warfare in which they hold decisive advantages. Yet small wars cannot produce irreversible results in the Technological War. (See Chapter 8.)

4. For a more detailed description of the system and the logic that generates it, see Chapter 6, Assured Survival.

5. At least three different approaches to the construction of the hydrogen bomb are now known; all would have resulted in a useful weapon, and at least two have led to important -- and different -- advances in nuclear technology.

6 Most strategic decisions on technology are today made on the basis of briefings which are usually conducted with charts. As Amrom Katz has pointed out, the trouble with charts is that one can only present data on them, usually in the form of numbers, and this leads to the collection of data on the basis of its availability rather than its relevance. Military officers now generally employ civilian scientists to prepare their charts and present their data, in the hope that these men will be able to communicate with the decision makers. There is usually no attempt to present a technological question in strategic terms because there is zero expectation that the decision maker will know what is being said.

7. Parallel approaches will often be undertaken when the system requirement is high, as in the case of the hydrogen weapon. This is not only insurance for reaching the performance but may be wise in terms of the general advancement of technology.

8. There is a concept of systems analysis that appears to be identical to what we have called strategic analysis. Many major aerospace firms employ systems analysis departments to make strategic analyses, and strategists will be found in systems analysis sections at lower levels of various military development commands. Examination of what systems analysts now do in most places, and particularly in McNamara's office of the Assistant Secretary of Defense for Systems Analysis, revealed that the more narrow concept we employed in the First Edition was proper. The military phase of McNamara's systems analysis seemed to consist of a standard memo to the services ordering them to "Prove that you need it."

9. One major objection to systems analysis as performed by McNamara's office was that it appeared to be eternal. By the time the analysis is performed, the system and its requirements may be obsolete -- or the war lost.

10. And some of which do not even make sense. The authors have been required to perform detailed mathematical analyses of strategic weapons proposals sent down from the Pentagon which described weapons so absurd as to cause us to ask if the request was serious. Unfortunately for the reader, but quite fortunately for the civilian scientists who proposed them, the more silly the proposal, the higher the classification, so examples cannot be given.

11. Real uncertainties, as opposed to statistical uncertainties, can never be quantified. For example, we have some estimate of the ratio of black and white balls in an urn if they have been randomly-selected; but how will we assess a probability mixture if an intelligent man has deliberately made up the mix and hopes to deceive us? We may have an estimate, but it cannot be based on probabilities. Unfortunately for scientific analysis, real uncertainties are more common in the military world than statistical uncertainties.

12. Colonel Lawrence A. Skantze, U.S.A.F., "The Art of the Program Manager," Air Force-Space Digest, LII, 11 (November 1969), p. 78.

13. In recent years, the Soviet Union has employed Stalinist dictatorship, collective leadership, the Khruschev cult of personality, Brezhnev's stagnation, [Andropov's reforms, Gorbachev's glasnost and perestroika. The basic decision structure of the USSR has been changed radically at least eight times since 1917. [And continues to do so; Gorbachev's survival is by no means assured.]

14. For example, see Harold Lasswell, Politics: Who Gets What, When, and How (New York: Meridian, 1958).

15. The examples are endless: Pearl Harbor, the predicted Soviet detonation of the atomic and hydrogen bombs, Sputnik I, the Cuban missile emplacements, and escalation in Vietnam are well known. It is unfair to blame the surprises that resulted on the intelligence community, since the political leaders were in each case unwilling to take the warnings seriously.

16. A high-ranking officer of the Imperial German General Staff once remarked to a subordinate, "His Majesty employs but one strategist, and neither you nor I is that man."

17. One of the truly vital mistakes this country tends to make is to assume that because a man has been successful as an industrial manager, oilman, or stock manipulator, he will be a competent manager of the armed services. This in itself is not the vital mistake, but the error flows from the industrialist's belief in the myth and his concept of himself as a competent strategist.

18. We can almost guarantee that any highly-competent military commander will hate nine out of ten scientists he meets -- he won't like the strategists he has to work with, either.

19.*@* The first edition of this book proposed a number of changes in decision structure. Some of those were made in the 1980's.

20.**@@** This process has in part been implemented since the first edition of this book. The result is known as competitive strategies.

21.***@*** Times change, of course; what was 'far out' in 1969 became vital in 1980. IN the chapter "Assured Survival" this book in 1969 advocated strongly focused efforts into 'beam technologies'. That research paid off handsomely after 1983; but note that beam technology is only one of the means for constructing viable missile defense systems.

22.**** This situation is essentially unchanged in 1989; the USSR expects glasnost and perestroika to produce internal changes, but also to induce the West to loosen up restrictions on both strategic goods and credit. While it is important to "give Gorbachev a chance" it is also vital that we don't preserve and increase Soviet military power. In the 1990's Trade policy has become the key front for the Protracted Conflict. [1987]

The decisive moment was when Reagan refused to abandon SDI at Gorbachev’s request. This threatened to make obsolete the extremely expensive missile establishment of the USSR; the cost of refurbishing that system to make it viable in an era of strategic defense was unthinkably high for USSR planners. The alternative of using it before it became obsolete was no more attractive due to NATO readiness (although there certainly were advocates of a ‘take Europe now’ policy within the PolitBuro.)

23.***** The era of computational plenty has had many beneficial effects, but it has one major drawback: if not careful, one can easily exaggerate the accuracy of computer predictions. The output of a computer analysis is really no better than the understanding of the programmer who built the analytical model; and since even today's computers can't understand history and economics and leadership personalities, they output of a computer simulation isn't likely to be an accurate prediction of world events. As an example, a popular computer game called "Balance of Power" is often used in university classes on foreign relations, and has been used in the Foreign Service schools. This game ignores economics and trade, and is largely "won" if the U.S. player pursues a policy of appeasement vis-à-vis the 'implacable' Soviet Union. Nothing the U.S. player can do will make fundamental changes within the structure of the Soviet player's empire. Balance of Power is an amusing game, but it is a pernicious instructor in real-politik. [1989]

We note that had the US followed the precepts of that game—which was based on the principles then taught by the Department of State—the Seventy Years War or Cold War would still continue. [1997]